Initial information
Customer information to fulfil the legal duty to inform pursuant to § 15 VersVermV and § 12 ImmVermV:
1. Company address and contact details
Rombey Capital GmbH
Doverhahn 81
41836 Hückelhoven
Germany
Telephone: 02433 9391844
Fax: 02433 3049986
E-mail: info@rombey.capital
2. Description of activities
Rombey Capital GmbH is active as
- insurance broker („Versicherungsmakler“) with licence pursuant to § 34d Abs. 1 GewO and
- real estate loan broker („Immobiliardarlehensvermittler“) with licence pursuant to § 34i Abs. 1 GewO.
3. Registration
Insurance brokerage:
Register number: D-043O-YQXM6-23
The register of intermediaries is kept at:
Deutsche Industrie- und Handelskammer DIHK
Breite Straße 29
D-10178 Berlin
Tel: 0180 60 05 850 (landline rate €0.20 per call; mobile rates a maximum of €0.60 per call)
Fax: 030 20 30 81 000
E-mail: vr@dihk.de
Internet: www.vermittlerregister.info
Real estate loan brokerage:
Register number: D-W-101-VUZM-29
The register of intermediaries is kept at:
Deutsche Industrie- und Handelskammer DIHK
Breite Straße 29
D-10178 Berlin
Tel: 0180 60 05 850 (landline rate €0.20 per call; mobile rates a maximum of €0.60 per call)
Fax: 030 20 30 81 000
E-mail: vr@dihk.de
Internet: www.vermittlerregister.info
4. Advice and remuneration
The company offers its customers advice in accordance with legal requirements.
For the successful brokerage of an insurance contract, Rombey Capital GmbH receives a commission included in the insurance premiums (so-called „Courtage“), which is paid by the respective product provider.
Additional remuneration components (commissions, inducements) may also be agreed for the brokerage of insurance products and real estate loan agreements. The amount of the individual remunerations depends on the contractual arrangements made between the company and the product providers.
5. Competent supervisory authority
Industrie- und Handelskammer Aachen (Aachen Chamber of Industry and Commerce)
Theaterstr. 6 – 10
52062 Aachen
Germany
Tel: 0241 4460-0
E-mail: info@aachen.ihk.de
6. Professional regulations
The following legal provisions apply in particular to the activity as an insurance broker and real estate loan broker:
- § 34d Gewerbeordnung (GewO)
- §§ 59 – 68 Gesetz über den Versicherungsvertrag (VVG)
- § 48b Versicherungsaufsichtsgesetz (VAG)
- Verordnung über die Versicherungsvermittlung und -beratung (VersVermV)
- Immobiliardarlehensvermittlungsverordnung (ImmVermV)
The complete professional regulations can be viewed on www.gesetze-im-internet.de.
7. Direct and indirect shareholdings
The company has no direct or indirect holdings of more than 10% of the voting rights or capital in an insurance company. Likewise, no insurance company holds direct or indirect interests of more than 10% of the voting rights or capital of the company.
8. Professional liability insurance
Professional liability insurance pursuant to § 34d Abs. 5 GewO and § 34i Abs. 2 Nr. 3 GewO.
In accordance with the statutory requirements, the company has taken out financial loss liability insurance with the following insurer:
Insurer: ERGO Versicherung AG
Address: ERGO-Platz 1, 40477 Düsseldorf
Territorial scope: European Union (EU)
This insurance meets the requirements of § 9 of the Insurance Mediation Ordinance (VersVermV) and § 12 of the Real Estate Loan Mediation Ordinance (ImmVermV).
9. Arbitration bodies
Versicherungsombudsmann e.V. (Insurance Ombudsman)
P.O. Box 08 06 32, 10006 Berlin
Tel: 0800 36 96 000
Fax: 0800 36 99 000
E-mail: beschwerde@versicherungsombudsmann.de
Internet: www.versicherungsombudsmann.de
Ombudsman for private health and long-term care insurance
P.O. Box 06 02 22, 10052 Berlin
Tel: 0800 25 50 444
Fax: 030 20 45 89 31
E-mail: ombudsmann@pkv-ombudsmann.de
Internet: www.pkv-ombudsmann.de
Arbitration board for commercial insurance, investment and credit brokerage
Glockengießerwall 2, 20095 Hamburg
Tel: 040 69 65 08-90
Fax: 040 69 65 08-91
E-mail: kontakt@schlichtung-finanzberatung.de
Internet: www.schlichtung-finanzberatung.de
Further addresses of arbitration boards and options for out-of-court dispute resolution can be obtained from the Federal Financial Supervisory Authority (BaFin):
Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)
Graurheindorfer Str. 108, 53117 Bonn
Tel: 0228 41 08-0
Fax: 0228 41 08-1550
E-mail: poststelle@bafin.de
Internet: www.bafin.de